Ranked #1
What Just Happened In The Repo Markets?
What Just Happened In The Repo Markets?
The financial system relies on short-term money markets every day to fund operations. A crucial but little-known market ... Read more
20 Sep 2019
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9mins
Ranked #2
The 2019 State of the Industry
The 2019 State of the Industry
Welcome to SIFMA’s podcast from our annual State of the Industry media briefing. In this segment, our leadership discuss... Read more
9 Dec 2019
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42mins
Ranked #3
Podcast: Where Money Market Funds And The Repo Market Intersect (09 - 23 - 2019)
Podcast: Where Money Market Funds And The Repo Market Intersect (09 - 23 - 2019)
Money market funds are investment vehicles that invest in debt securities with short maturities and minimal credit risk.... Read more
23 Sep 2019
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12mins
Ranked #4
Living Will Process and Impact on US Capital Markets
Living Will Process and Impact on US Capital Markets
The Dodd-Frank Act requires large financial institutions to submit resolution plans. In this podcast, SIFMA's Joe Seidel... Read more
19 Dec 2019
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12mins
Ranked #5
The SECURE Act: New Law Will Increase the Ranks of Retirement Savers
The SECURE Act: New Law Will Increase the Ranks of Retirement Savers
The passage of bipartisan legislation, the Setting Every Community Up for Retirement Enhancement – better known as the S... Read more
19 Dec 2019
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9mins
Ranked #6
Securities Arbitration System Works Effectively and to the Benefit of Investors
Securities Arbitration System Works Effectively and to the Benefit of Investors
In this podcast, we discuss the long-standing system of arbitration for dispute resolution, and the rather confounding a... Read more
3 Mar 2020
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6mins
Ranked #7
AML: Safeguarding Our Markets
AML: Safeguarding Our Markets
With a sustained commitment to addressing the risk of money laundering and financial crime through securities firms, as ... Read more
29 Jan 2020
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13mins
Ranked #8
Changes on the Horizon to the Federal Reserve’s Oversight Regime
Changes on the Horizon to the Federal Reserve’s Oversight Regime
In a speech delivered on Friday January 16, Vice Chairman for Supervision of the Federal Reserve Randal Quarles laid out... Read more
21 Jan 2020
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18mins
Ranked #9
CAT – Concerns Remain About Investor Data Security Ahead of Testing
CAT – Concerns Remain About Investor Data Security Ahead of Testing
Under the Consolidated Audit Trail, or CAT, broker-dealers will be required to report every equity and options transacti... Read more
12 Dec 2019
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10mins
Ranked #10
FTT - A Tax on Savers and Investors
FTT - A Tax on Savers and Investors
The FTT or financial transaction tax—a tax on trades of stocks, bonds, and derivatives—is a tax on investors. The imposi... Read more
30 Oct 2019
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12mins
Ranked #11
Concerns Remain Regarding 2020 Global Market Shock Component in 2020 Stress Tests
Concerns Remain Regarding 2020 Global Market Shock Component in 2020 Stress Tests
A discussion about the Federal Reserve's 2020 Supervisory Scenarios for the Annual Stress Test, in particular about what... Read more
26 Feb 2020
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7mins
Ranked #12
A Simpler Volcker Rule
A Simpler Volcker Rule
On October 8, the five federal financial regulatory agencies responsible for the Volcker rule announced they finalized r... Read more
15 Oct 2019
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13mins
Ranked #13
Baby Steps: An Update on Housing Finance Reform
Baby Steps: An Update on Housing Finance Reform
The U.S. housing market is a critical piece of the general economy. It represents one-fifth of U.S. GDP and 35% of all p... Read more
4 Oct 2019
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18mins
Ranked #14
Quantum Dawn V – Ensuring Robust Partnership Between Industry and Government
Quantum Dawn V – Ensuring Robust Partnership Between Industry and Government
Quantum Dawn V, a global cybersecurity exercise coordinated by SIFMA, was completed on November 7, 2019. What scenario ... Read more
15 Nov 2019
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8mins
Ranked #15
End-Year 2019 Economic Survey
End-Year 2019 Economic Survey
SIFMA's survey of chief U.S. economists forecasts that the U.S. economy will grow by 2.2% in 2019, with a decrease to 1.... Read more
4 Dec 2019
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12mins
Ranked #16
What the NYSE Floor Closure Means
What the NYSE Floor Closure Means
The global pandemic COVID-19 has caused extreme shocks to our economy and financial markets. A symbol of these unprecede... Read more
13 May 2020
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14mins
Ranked #17
VIX And The Virus
VIX And The Virus
The emergence of COVID-19 in the first quarter of 2020 caused severe shocks to the economy and capital markets. Volatili... Read more
6 May 2020
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12mins
Ranked #18
Podcast: They Who Hold the Data Should Bear the Liability
Podcast: They Who Hold the Data Should Bear the Liability
The latest edition of SIFMA’s podcast series covers a recent development related to the Consolidated Audit Trail (CAT) –... Read more
28 Apr 2020
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10mins
Ranked #19
Extraordinary Actions – The Fed, Treasury and Congress vs. COVID-19
Extraordinary Actions – The Fed, Treasury and Congress vs. COVID-19
The Federal Reserve, the Department of the Treasury and Congress have undertaken unprecedented actions to buy financial ... Read more
9 Apr 2020
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29mins
Ranked #20
Explaining the COVID-19 Stimulus Packages
Explaining the COVID-19 Stimulus Packages
Congress has passed three stimulus packages to combat the severe effects of the global COVID-19 pandemic. In the second ... Read more
7 Apr 2020
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9mins