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The SIFMA Podcast

SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, banks and asset managers. We advocate for effective and resilient capital ... Read more

Ranked #1

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What Just Happened In The Repo Markets?

What Just Happened In The Repo Markets?

The financial system relies on short-term money markets every day to fund operations. A crucial but little-known market ... Read more

20 Sep 2019

9mins

Ranked #2

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The 2019 State of the Industry

The 2019 State of the Industry

Welcome to SIFMA’s podcast from our annual State of the Industry media briefing. In this segment, our leadership discuss... Read more

9 Dec 2019

42mins

Ranked #3

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Podcast: Where Money Market Funds And The Repo Market Intersect (09 - 23 - 2019)

Podcast: Where Money Market Funds And The Repo Market Intersect (09 - 23 - 2019)

Money market funds are investment vehicles that invest in debt securities with short maturities and minimal credit risk.... Read more

23 Sep 2019

12mins

Ranked #4

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Living Will Process and Impact on US Capital Markets

Living Will Process and Impact on US Capital Markets

The Dodd-Frank Act requires large financial institutions to submit resolution plans. In this podcast, SIFMA's Joe Seidel... Read more

19 Dec 2019

12mins

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Ranked #5

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The SECURE Act: New Law Will Increase the Ranks of Retirement Savers

The SECURE Act: New Law Will Increase the Ranks of Retirement Savers

The passage of bipartisan legislation, the Setting Every Community Up for Retirement Enhancement – better known as the S... Read more

19 Dec 2019

9mins

Ranked #6

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Securities Arbitration System Works Effectively and to the Benefit of Investors

Securities Arbitration System Works Effectively and to the Benefit of Investors

In this podcast, we discuss the long-standing system of arbitration for dispute resolution, and the rather confounding a... Read more

3 Mar 2020

6mins

Ranked #7

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AML: Safeguarding Our Markets

AML: Safeguarding Our Markets

With a sustained commitment to addressing the risk of money laundering and financial crime through securities firms, as ... Read more

29 Jan 2020

13mins

Ranked #8

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Changes on the Horizon to the Federal Reserve’s Oversight Regime

Changes on the Horizon to the Federal Reserve’s Oversight Regime

In a speech delivered on Friday January 16, Vice Chairman for Supervision of the Federal Reserve Randal Quarles laid out... Read more

21 Jan 2020

18mins

Ranked #9

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CAT – Concerns Remain About Investor Data Security Ahead of Testing

CAT – Concerns Remain About Investor Data Security Ahead of Testing

Under the Consolidated Audit Trail, or CAT, broker-dealers will be required to report every equity and options transacti... Read more

12 Dec 2019

10mins

Ranked #10

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FTT - A Tax on Savers and Investors

FTT - A Tax on Savers and Investors

The FTT or financial transaction tax—a tax on trades of stocks, bonds, and derivatives—is a tax on investors. The imposi... Read more

30 Oct 2019

12mins

Ranked #11

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Concerns Remain Regarding 2020 Global Market Shock Component in 2020 Stress Tests

Concerns Remain Regarding 2020 Global Market Shock Component in 2020 Stress Tests

A discussion about the Federal Reserve's 2020 Supervisory Scenarios for the Annual Stress Test, in particular about what... Read more

26 Feb 2020

7mins

Ranked #12

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A Simpler Volcker Rule

A Simpler Volcker Rule

On October 8, the five federal financial regulatory agencies responsible for the Volcker rule announced they finalized r... Read more

15 Oct 2019

13mins

Ranked #13

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Baby Steps: An Update on Housing Finance Reform

Baby Steps: An Update on Housing Finance Reform

The U.S. housing market is a critical piece of the general economy. It represents one-fifth of U.S. GDP and 35% of all p... Read more

4 Oct 2019

18mins

Ranked #14

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Quantum Dawn V – Ensuring Robust Partnership Between Industry and Government

Quantum Dawn V – Ensuring Robust Partnership Between Industry and Government

Quantum Dawn V, a global cybersecurity exercise coordinated by SIFMA, was completed on November 7, 2019. What scenario ... Read more

15 Nov 2019

8mins

Ranked #15

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End-Year 2019 Economic Survey

End-Year 2019 Economic Survey

SIFMA's survey of chief U.S. economists forecasts that the U.S. economy will grow by 2.2% in 2019, with a decrease to 1.... Read more

4 Dec 2019

12mins

Ranked #16

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What the NYSE Floor Closure Means

What the NYSE Floor Closure Means

The global pandemic COVID-19 has caused extreme shocks to our economy and financial markets. A symbol of these unprecede... Read more

13 May 2020

14mins

Ranked #17

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VIX And The Virus

VIX And The Virus

The emergence of COVID-19 in the first quarter of 2020 caused severe shocks to the economy and capital markets. Volatili... Read more

6 May 2020

12mins

Ranked #18

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Podcast: They Who Hold the Data Should Bear the Liability

Podcast: They Who Hold the Data Should Bear the Liability

The latest edition of SIFMA’s podcast series covers a recent development related to the Consolidated Audit Trail (CAT) –... Read more

28 Apr 2020

10mins

Ranked #19

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Extraordinary Actions – The Fed, Treasury and Congress vs. COVID-19

Extraordinary Actions – The Fed, Treasury and Congress vs. COVID-19

The Federal Reserve, the Department of the Treasury and Congress have undertaken unprecedented actions to buy financial ... Read more

9 Apr 2020

29mins

Ranked #20

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Explaining the COVID-19 Stimulus Packages

Explaining the COVID-19 Stimulus Packages

Congress has passed three stimulus packages to combat the severe effects of the global COVID-19 pandemic. In the second ... Read more

7 Apr 2020

9mins

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