Tamara Salmon's guest appearances

Tamara Salmon

Philadelphia Bar Association - Speaker Programs

The Best Ever You Show 

Compliance4

Norm Champ

Susan Olson

Dave Carson

David Lui

David Meltzer

Cynthia Clark

Tami Simon

Jack Canfield

Robin Smith

Don Miguel Ruiz

Nancy Levin

JJ Virgin

Cynthia James

Rachel Carlson

Joel Comm

OwlTail

Joanne Kane

Protecting Your Mutual Fund Assets: What You Need to Know and DoAs you’re investing in mutual funds for your retirement, children’s education, or for a rainy day, you want to keep others from getting their hands on your savings! Sometimes the threat comes from a fraudster, and sometimes it comes from little-known rules buried within your state government’s bureaucracy. Because educated investors are more able to protect their assets, you’ll learn about potential risks to your assets being taken or stolen, and the steps you can take to avoid them. Hear from two mutual fund industry experts about:* How to shield your financial accounts from winding up in the hands of the state;* What funds are doing to protect the accounts of senior investors from financial exploitation and abuse and how you can assist; and,* How funds defend against fraud, as well as common warning signs you should watch for when monitoring your accounts.ICI Associate General Counsel Tami Salmon and ICI Director Joanne Kane will discuss these issues and answer your questions. Join us!

Protecting Your Mutual Fund Assets: What You Need to Know and Do As you’re investing in mutual funds for your retirement, children’s education, or for a rainy day, you want to keep others from getting their hands on your savings! Sometimes the threat comes from a fraudster, and sometimes it comes from little-known rules buried within your state government’s bureaucracy. Because educated investors are more able to protect their assets, you’ll learn about potential risks to your assets being taken or stolen, and the steps you can take to avoid them. Hear from two mutual fund industry experts about: * How to shield your financial accounts from winding up in the hands of the state; * What funds are doing to protect the accounts of senior investors from financial exploitation and abuse and how you can assist; and, * How funds defend against fraud, as well as common warning signs you should watch for when monitoring your accounts. ICI Associate General Counsel Tami Salmon and ICI Director Joanne Kane will discuss these issues and answer your questions. Join us!

Tamara Salmon & Joanne Kane - Investor Protection

Please welcome ICI's Susan Olson and Tamara Salmon to The Compliance4 Podcast.  Susan and Tamara will join us for an hour to talk about the Top Compliance Trends and the SEC Agenda for Funds: What the Mutual Fund and ETF Industry is Watching.It’s a dynamic time in the world of fund compliance and regulation. Technology, innovation, and simplification are just a few of the big trends driving changes in how funds are serving investors. To find out what’s on the minds of regulators and those in the industry, I’m talking to two experts from the Investment Company Institute. First, ICI General Counsel Susan Olson will fill us in on the agenda for funds at the US Securities and Exchange Commission, including…* Planned changes to the approval process for exchange traded funds.* SEC plans for modernizing shareholder report delivery.* And, potential changes to fund investor disclosure documents.Then compliance maven and ICI Associate General Counsel Tamara Salmon will fill us on all of the latest mega-trends affecting the fund compliance world, including how fund compliance professionals are…* Embracing technology to sort through large data pools.* Preparing their firms for compliance with the SEC’s liquidity risk management program.* And, harnessing artificial intelligence and machine learning to increase efficiency.

Please welcome ICI's Susan Olson and Tamara Salmon to The Compliance4 Podcast.  Susan and Tamara will join us for an hour to talk about the Top Compliance Trends and the SEC Agenda for Funds: What the Mutual Fund and ETF Industry is Watching. It’s a dynamic time in the world of fund compliance and regulation. Technology, innovation, and simplification are just a few of the big trends driving changes in how funds are serving investors. To find out what’s on the minds of regulators and those in the industry, I’m talking to two experts from the Investment Company Institute. First, ICI General Counsel Susan Olson will fill us in on the agenda for funds at the US Securities and Exchange Commission, including… * Planned changes to the approval process for exchange traded funds. * SEC plans for modernizing shareholder report delivery. * And, potential changes to fund investor disclosure documents. Then compliance maven and ICI Associate General Counsel Tamara Salmon will fill us on all of the latest mega-trends affecting the fund compliance world, including how fund compliance professionals are… * Embracing technology to sort through large data pools. * Preparing their firms for compliance with the SEC’s liquidity risk management program. * And, harnessing artificial intelligence and machine learning to increase efficiency.

Susan Olson & Tamara Salmon - Top Compliance Trends & SEC Agenda for Funds

Please welcome ICI's Susan Olson and Tamara Salmon to The Compliance4 Podcast.  Susan and Tamara will join us for an hour to talk about the Top Compliance Trends and the SEC Agenda for Funds: What the Mutual Fund and ETF Industry is Watching.It’s a dynamic time in the world of fund compliance and regulation. Technology, innovation, and simplification are just a few of the big trends driving changes in how funds are serving investors. To find out what’s on the minds of regulators and those in the industry, I’m talking to two experts from the Investment Company Institute. First, ICI General Counsel Susan Olson will fill us in on the agenda for funds at the US Securities and Exchange Commission, including…* Planned changes to the approval process for exchange traded funds.* SEC plans for modernizing shareholder report delivery.* And, potential changes to fund investor disclosure documents.Then compliance maven and ICI Associate General Counsel Tamara Salmon will fill us on all of the latest mega-trends affecting the fund compliance world, including how fund compliance professionals are…* Embracing technology to sort through large data pools.* Preparing their firms for compliance with the SEC’s liquidity risk management program.* And, harnessing artificial intelligence and machine learning to increase efficiency.For More Info:Website: https://www.ici.orgFacebook: https://www.facebook.com/ici.orgTwitter: @ICI

Please welcome ICI's Susan Olson and Tamara Salmon to The Compliance4 Podcast.  Susan and Tamara will join us for an hour to talk about the Top Compliance Trends and the SEC Agenda for Funds: What the Mutual Fund and ETF Industry is Watching. It’s a dynamic time in the world of fund compliance and regulation. Technology, innovation, and simplification are just a few of the big trends driving changes in how funds are serving investors. To find out what’s on the minds of regulators and those in the industry, I’m talking to two experts from the Investment Company Institute. First, ICI General Counsel Susan Olson will fill us in on the agenda for funds at the US Securities and Exchange Commission, including… * Planned changes to the approval process for exchange traded funds. * SEC plans for modernizing shareholder report delivery. * And, potential changes to fund investor disclosure documents. Then compliance maven and ICI Associate General Counsel Tamara Salmon will fill us on all of the latest mega-trends affecting the fund compliance world, including how fund compliance professionals are… * Embracing technology to sort through large data pools. * Preparing their firms for compliance with the SEC’s liquidity risk management program. * And, harnessing artificial intelligence and machine learning to increase efficiency. For More Info: Website: <a href="https://www.ici.org" rel="nofollow" target="_blank">https://www.ici.org</a> Facebook: <a href="https://www.facebook.com/ici.org" rel="nofollow" target="_blank">https://www.facebook.com/ici.org</a> Twitter: @ICI